Filing Details

Accession Number:
0001127602-16-044147
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-01 16:28:08
Reporting Period:
2016-02-26
Filing Date:
2016-03-01
Accepted Time:
2016-03-01 16:28:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568669 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486334 L Gregory Hendry C/O Pennymac Financial Services, Inc.
6101 Condor Drive
Moorpark CA 93021
Md, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-02-26 172 $12.82 2,966 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 410 restricted stock units on February 26, 2016.
  2. The reported amount consists of 1,958 restricted stock units (RSUs) and 1,008 shares of Class A Common Stock. The RSUs are to be settled in an equal number of shares of Class A Common Stock upon vesting.