Filing Details

Accession Number:
0001123292-16-001854
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-01 16:10:39
Reporting Period:
2016-02-26
Filing Date:
2016-03-01
Accepted Time:
2016-03-01 16:10:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49754 Dineequity Inc DIN Retail-Eating Places (5812) 953038279
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908724 S Michael Dell C/O Dell Inc
One Dell Way
Round Rock TX 78682
Yes No No No
1105497 P L Capital Msd 645 Fifth Avenue, 21St Floor
New York NY 10022
Yes No No No
1217005 Msd Sbi Lp 645 Fifth Avenue, 21St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-26 1,553 $0.00 20,465 No 4 M Indirect See footnotes
Common Stock Disposition 2016-02-26 1,000,000 $90.88 727,356 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnotes
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-02-26 1,553 $0.00 1,553 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-02-26 1,156 $0.00 1,156 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Indirect
1,156 No 4 A Indirect
Footnotes
  1. On February 26, 2013, Howard M. Berk received 1,384 Restricted Stock Units ("RSUs") that were to be settled on vesting in cash on February 26, 2016. On February 26, 2013, the Board of Directors of the Issuer determined these RSUs should be settled on vesting in shares of common stock. As previously reported, the reporting person has received dividend equivalent rights in connection with these RSUs. This transaction represents the vesting and settlement of the RSUs and the dividend equivalent rights in shares of common stock of the Issuer.
  2. This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd]
  3. [continuation] Mr. Berk is an employee of MSD Capital and each reporting person may be deemed to beneficially own securities owned by Mr. Berk.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  5. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  6. On February 26, 2016, the issuer granted to Howard M. Berk 1,156 Restricted Stock Units ("RSUs") all of which will be settled upon vesting in shares of common stock of the issuer. The RSUs are subject to forfeiture and restrictions and will vest on February 26, 2019 if Mr. Berk continues to serve as a member of the issuer's board of directors until such date.