Filing Details
- Accession Number:
- 0000846623-16-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-03-01 15:37:16
- Reporting Period:
- 2016-02-26
- Filing Date:
- 2016-03-01
- Accepted Time:
- 2016-03-01 15:37:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1620533 | Shake Shack Inc. | SHAK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 846623 | J Laura Sloate | 35 East 75Th Street New York NY 10021 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-02-26 | 24,000 | $0.00 | 24,000 | No | 4 | C | Direct | |
| Class B Common Stock | Disposition | 2016-02-26 | 24,000 | $0.00 | 270,074 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2016-02-29 | 1,500 | $42.36 | 22,500 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-29 | 1,000 | $42.65 | 21,500 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-29 | 1,000 | $42.75 | 20,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Common Membership Interests | Disposition | 2016-02-26 | 24,000 | $0.00 | 24,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 270,074 | No | 4 | C | Direct |
Footnotes
- Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares.
- Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective December 9 and December 16, 2015, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration.
- The LLC Interests may be converted or redeemed at any time and have no expiration date.
Billionaire Hedge Funds
