Filing Details

Accession Number:
0001209191-16-103762
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-01 13:16:40
Reporting Period:
2016-02-26
Filing Date:
2016-03-01
Accepted Time:
2016-03-01 13:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-02-26 1,500 $5.95 3,397,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-26 400 $5.93 3,397,773 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-26 400 $5.96 3,398,173 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-26 100 $5.89 3,398,273 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-26 100 $5.94 3,398,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-29 1,500 $5.98 3,399,873 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-29 800 $6.00 3,400,673 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-29 200 $6.01 3,400,873 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.