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Filing Details

Accession Number:: 0000049071-16-000132
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-29 11:55:25
Reporting Period:: 2016-02-25

Filing Date:: 2016-02-29
Accepted Time:: 2016-02-29 11:55:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528285	P. Brian Leclaire	Humana Inc. 500 West Main Street Louisville KY 40202	Svp & Chief Information Off.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Disposition	2016-02-25	183	$176.11	17,301	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	133	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$72.84	2020-02-20	2,254	2,254	Direct
Humana Common	Options	$102.16	2021-02-18	7,450	7,450	Direct
Humana Common	Options	$164.65	2022-02-24	14,913	14,913	Direct
Humana Common	Options	$167.81	2023-02-18	14,764	14,764	Direct
Humana Common	Restricted Stock Units	$0.00		2,447	2,447	Direct
Humana Common	Restricted Stock Units	$0.00		3,278	3,278	Direct
Humana Common	Phantom Stock Units	$0.00		61	61	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-20	2,254	2,254	Direct
2021-02-18	7,450	7,450	Direct
2022-02-24	14,913	14,913	Direct
2023-02-18	14,764	14,764	Direct
	2,447	2,447	Direct
	3,278	3,278	Direct
	61	61	Indirect

Footnotes

Stock units held for the benefit of reporting person as of January 31, 2016 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Phantom Stock Units held for the benefit of reporting person as of January 31, 2016 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
Shares sold at price of $176.1059.