Filing Details

Accession Number:
0001246360-16-004745
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-26 16:28:09
Reporting Period:
2016-02-24
Filing Date:
2016-02-26
Accepted Time:
2016-02-26 16:28:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson 600 Montgomery Street, Suite 1100
San Francisco CA 94111
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-02-24 4,450 $5.04 3,313,655 No 4 P Indirect By Jolson 1991 Trust
Common Shares Acquisiton 2016-02-25 5,375 $5.04 3,319,030 No 4 P Indirect By Jolson 1991 Trust
Common Shares Acquisiton 2016-02-26 1,134 $5.05 3,320,164 No 4 P Indirect By Jolson 1991 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Jolson 1991 Trust
No 4 P Indirect By Jolson 1991 Trust
No 4 P Indirect By Jolson 1991 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 75,000 Indirect By Foundation
Common Shares 113,317 Direct
Common Shares 1,392,487 Indirect By Jolson 1996 Trust
Footnotes
  1. Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
  2. Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
  3. Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
  4. The range of prices for the common shares is from 5.00 to 5.05. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
  6. The range of prices for the common shares is from 5.02 to 5.05. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  7. The range of prices for the common shares is from 5.04 to 5.05. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.