Filing Details
- Accession Number:
- 0001127602-16-043566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-26 15:51:10
- Reporting Period:
- 2016-02-24
- Filing Date:
- 2016-02-26
- Accepted Time:
- 2016-02-26 15:51:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464423 | Pennymac Mortgage Investment Trust | PMT | Real Estate Investment Trusts (6798) | 270186273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486360 | Vandad Fartaj | C/O Pennymac Mortgage Investment Trust 6101 Condor Drive Moorpark CA 93021 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2016-02-24 | 9,230 | $0.00 | 96,202 | No | 4 | A | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2016-02-24 | 1,826 | $12.15 | 94,376 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- The Reporting Person was granted 9,230 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,653 restricted share units on February 24, 2016.
- The reported amount consists of 51,187 restricted share units and 43,189 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.