Filing Details
- Accession Number:
- 0001104659-16-100505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-26 15:41:24
- Reporting Period:
- 2016-02-25
- Filing Date:
- 2016-02-26
- Accepted Time:
- 2016-02-26 15:41:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423641 | Montreux Equity Partners Iv Lp | C/O Montreux One Ferry Building, Suite 255 San Francisco CA 94111 | No | No | Yes | No | |
1456152 | Montreux Iv Associates, Llc | C/O Montreux One Ferry Building, Suite 255 San Francisco CA 94111 | No | No | Yes | No | |
1456154 | Montreux Equity Management Iv, Llc | C/O Montreux One Ferry Building, Suite 255 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-25 | 70,000 | $16.16 | 3,209,812 | No | 4 | S | Indirect | Through Montreux Equity Partners IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Montreux Equity Partners IV, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.44, inclusive. The reporting person undertakes to provide to Glaukos Corporation, any security holder of Glaukos Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Montreux Equity Management IV, LLC, a California limited liability company (''MEM IV'') serves as the sole general partner of Montreux Equity Partners IV, L.P., a California limited partnership (''MEP IV'') and as manager of Montreux IV Associates, LLC, a California limited liability company (''MA IV''). Daniel K. Turner III is the sole managing member of MEM IV and shares voting and dispositive power over the shares held by MEP IV, MA IV and MEM IV; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.