Filing Details
- Accession Number:
- 0000764065-16-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-25 16:38:00
- Reporting Period:
- 2016-02-01
- Filing Date:
- 2016-02-25
- Accepted Time:
- 2016-02-25 16:38:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764065 | Cliffs Natural Resources Inc. | CLF | Metal Mining (1000) | 341464672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940858 | D Michael Siegal | 200 Public Square Suite 3300 Cleveland OH 44114-2315 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Depositary Shares | Disposition | 2016-02-01 | 2,500 | $0.00 | 0 | No | 4 | S | Indirect | Michael D. Siegal Revocable Trust |
Common Shares | Acquisiton | 2016-02-01 | 2,263 | $0.00 | 18,963 | No | 4 | P | Indirect | Michael D. Siegal Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Michael D. Siegal Revocable Trust |
No | 4 | P | Indirect | Michael D. Siegal Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 23,614 | Direct |
Footnotes
- Depositary shares each representing 1/40th interest in a share of the Issuer's 7.00% Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock").
- On February 1, 2016, the Series A Preferred Stock converted into the Issuer's common shares at an effective conversion rate of .9052 common share per depositary share.