Filing Details
- Accession Number:
- 0001371285-16-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-24 18:07:21
- Reporting Period:
- 2016-02-22
- Filing Date:
- 2016-02-24
- Accepted Time:
- 2016-02-24 18:07:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622742 | Craig Susen | C/O Trupanion, Inc. 907 Nw Ballard Way Seattle WA 98107 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-22 | 10,442 | $4.05 | 10,442 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-22 | 10,442 | $9.46 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-22 | 3,343 | $4.80 | 3,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-22 | 3,343 | $9.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-23 | 6,994 | $4.05 | 6,994 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-23 | 6,994 | $8.85 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-24 | 4,076 | $4.05 | 4,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-24 | 4,076 | $8.67 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-24 | 7,897 | $4.80 | 7,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-24 | 7,897 | $8.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-02-22 | 10,442 | $0.00 | 10,442 | $4.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-02-22 | 3,343 | $0.00 | 3,343 | $4.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-02-23 | 6,994 | $0.00 | 6,994 | $4.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-02-24 | 4,076 | $0.00 | 4,076 | $4.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-02-24 | 7,897 | $0.00 | 7,897 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,737 | 2023-02-04 | No | 4 | M | Direct | |
| 34,148 | 2023-11-07 | No | 4 | M | Direct | |
| 10,743 | 2023-02-04 | No | 4 | M | Direct | |
| 6,667 | 2023-02-04 | No | 4 | M | Direct | |
| 26,251 | 2023-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By wife |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.4500 to $9.5300 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.7500 to $9.0900 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.6500 to $8.7500 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested as to 25% of the total shares on October 1, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 1, 2016, subject to the individual's provision of service to the issuer on each vesting date.
- The option vests as to 25% of the total shares on November 8, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 8, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
Billionaire Hedge Funds
