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Filing Details

Accession Number:: 0000899243-16-014203
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-24 16:06:05
Reporting Period:: 2016-02-20

Filing Date:: 2016-02-24
Accepted Time:: 2016-02-24 16:06:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1097149	Align Technology Inc	ALGN	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	943267295

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1519447	A Timothy Mack	C/O Align Technology Inc. 2560 Orchard Parkway San Jose CA 95131	Vp, Bus Dev	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-02-20	54,837	$0.00	54,968	No	4	M	Direct
Common Stock	Disposition	2016-02-20	26,584	$63.29	28,384	No	4	F	Direct
Common Stock	Disposition	2016-02-23	28,384	$63.25	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2016-02-20	2,000	$0.00	2,000	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-02-20	6,412	$0.00	6,412	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-02-20	2,975	$0.00	2,975	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-02-20	3,350	$0.00	3,350	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-02-20	1,625	$0.00	1,625	$0.00
Common Stock	Market Stock Unit	Disposition	2016-02-20	38,475	$0.00	38,475	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
6,412	No	4	M	Direct
5,950	No	4	M	Direct
3,350	No	4	M	Direct
4,875	No	4	M	Direct
0	No	4	M	Direct

Footnotes

Includes 99 shares issued on July 31, 2015 and 32 shares issued on January 29, 2016 under the ALGN ESPP.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.93 to $63.50, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2012 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016.
1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. 1/2 of the restricted stock unit will vest on February 20, 2017 and shares will be delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit granted on February 20, 2013.