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Filing Details

Accession Number:: 0001140361-16-054665
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-24 16:05:06
Reporting Period:: 2016-02-22

Filing Date:: 2016-02-24
Accepted Time:: 2016-02-24 16:05:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1611988	Fifth Street Asset Management Inc.	FSAM	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1079114	Greenlight Capital Inc	140 East 45Th Street 24Th Floor New York NY 10017	No	No	Yes	No
1240451	David Einhorn	140 East 45Th Street Floor 24 New York NY 10017	No	No	Yes	No
1300763	Dme Advisors, Lp	140 East 45Th Street 24Th Floor New York NY 10017	No	No	Yes	No
1358081	Dme Advisors Gp, L.l.c.	140 East 45Th Street 24Th Floor New York NY 10017	No	No	Yes	No
1489933	Dme Capital Management, Lp	140 East 45Th Street 24Th Floor New York NY 10017	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	9,300	$3.41	12,800	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	53,600	$3.41	73,186	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	26,600	$3.41	36,300	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	98,100	$3.41	134,000	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	26,600	$3.41	36,400	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2016-02-22	35,800	$3.41	49,000	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

David Einhorn is the president of Greenlight Capital, Inc. ("Greenlight Inc.") and the senior manager of DME Advisors GP, LLC ("DME GP"). DME GP is the general partner of DME Advisors, LP ("DME") and DME Capital Management, LP ("DME CM"). Mr. Einhorn may be deemed to beneficially own the securities reported herein by virtue of his positions with respect to Greenlight Inc. and DME GP.
The foregoing entities control the disposition and voting of shares of Class A Common Stock ("Shares") of Fifth Street Asset Management Inc. (the "Issuer"), owned by the following entities: Greenlight Capital, L.P. ("Greenlight Fund"), Greenlight Capital Qualified, L.P. ("Greenlight Qualified"), Greenlight Capital Offshore Partners ("Greenlight Offshore"), Greenlight Capital (Gold), LP ("Greenlight Gold"), Greenlight Capital Offshore Master (Gold), Ltd. ("Greenlight Gold Offshore"), and an account managed by DME (the "Managed Account," and, together with Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore, Greenlight Inc., DME GP, DME, DME CM and Mr. Einhorn, the "Greenlight Parties"), in the respective capacities and quantities further described in the footnotes below.
Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), the Greenlight Parties disclaim beneficial ownership of the Shares except to the extent of their respective pecuniary interests therein. The filing of this Form 4 shall not be construed as an admission that any of the Greenlight Parties is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the Shares owned by Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore or the Managed Account.
Greenlight Inc. controls the voting and disposition of 12,800 Shares held for the account of Greenlight Fund, of which Greenlight Inc. acts as investment manager.
Greenlight Inc. controls the voting and disposition of 73,186 Shares held for the account of Greenlight Qualified, of which Greenlight Inc. acts as investment manager.
DME CM controls the voting and disposition of 36,300 Shares held for the account of Greenlight Gold, of which DME MC acts as investment manager.
Greenlight Inc. controls the voting and disposition of 134,000 Shares held for the account of Greenlight Offshore, of which Greenlight Inc. acts as investment manager.
DME CM controls the voting and disposition of 36,400 shares held for the account of Greenlight Gold Offshore, of which DME MC acts as investment manager.
DME controls the voting and disposition of 49,000 Shares held for the account of the Managed Account, for which DME serves as the investment manager.