Filing Details
- Accession Number:
- 0001013762-16-001339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-24 15:10:52
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2016-02-24
- Accepted Time:
- 2016-02-24 15:10:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1019566 | D Stephen Baksa | 2 Woods Lane Chatham NJ 07928 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-02-21 | 25,000 | $100,000.00 | 2,552,513 | No | 4 | X | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-01-07 | 981 | $6,641.00 | 2,527,513 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-12-04 | 91,624 | $320,684.00 | 2,526,532 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2015-11-09 | 142,857 | $500,000.00 | 2,434,908 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | COMMON STOCK PURCHASE WARRANT | Acquisiton | 2015-12-04 | 91,624 | $5.28 | 91,624 | $5.28 |
| Common Stock, Par Value $0.001 | COMMON STOCK PURCHASE WARRANT | Acquisiton | 2015-11-09 | 142,857 | $5.28 | 142,857 | $5.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,624 | 2015-12-04 | 2020-12-04 | No | 4 | P | Direct |
| 142,857 | 2015-11-09 | 2020-11-09 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | 31,000 | Indirect | N/A |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | COMMON STOCK PURCHASE WARRANT | $1.40 | 2014-12-08 | 2017-12-07 | 71,429 | 71,429 | Direct |
| Common Stock, Par Value $0.001 | COMMON STOCK PURCHASE WARRANT | $1.50 | 2014-03-27 | 2017-03-27 | 375,000 | 375,000 | Direct |
| Common Stock, Par Value $0.001 | COMMON STOCK PURCHASE WARRANT | $4.00 | 2013-03-13 | 2016-03-13 | 125,000 | 125,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-07 | 71,429 | 71,429 | Direct |
| 2017-03-27 | 375,000 | 375,000 | Direct |
| 2016-03-13 | 125,000 | 125,000 | Direct |
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