Filing Details
- Accession Number:
- 0001650549-16-000054
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-24 14:57:01
- Reporting Period:
- 2011-11-10
- Filing Date:
- 2016-02-24
- Accepted Time:
- 2016-02-24 14:57:01
- Original Submission Date:
- 2011-11-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1086600 | Alliance Resource Partners Lp | ARLP | Bituminous Coal & Lignite Surface Mining (1221) | 731564280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173893 | Iii W Joseph Craft | 1717 S. Boulder Avenue Suite 400 Tulsa OK 74119 | President And Chief Executive | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Unit | Disposition | 2011-11-10 | 357,450 | $36.90 | 357,452 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Unit | Phantom unit | Acquisiton | 2011-11-14 | 1,616 | $0.00 | 1,616 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
126,728 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Unit | 2,000 | Indirect | By son |
Common Unit | 31,088,338 | Indirect | By Alliance Holdings GP, L.P. |
Footnotes
- The Phantom units are to be settled in cash upon the reporting person's death or termination.
- 1 for 1
- Not applicable
- The reporting person indirectly holds 31,088,338 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Mr. Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP., and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. Mr. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.
- Represents units transferred to Mr. Craft's ex-spouse pursuant to a divorce decree. The securities owned by the ex-spouse are not beneficially owned by Mr. Craft.
- The disposition of these units were omitted from Mr. Craft's Form 4 filed on November 14, 2011, and also were omitted from 22 Forms 4 filed by Mr. Craft after his November 14, 2011 Form 4 was filed.
- The units have been adjusted to reflect a unit split that occurred on June 16, 2014.
- This price has been adjusted to reflect a unit split that occurred on June 16, 2014.