Filing Details
- Accession Number:
- 0001209191-16-101803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-24 14:22:58
- Reporting Period:
- 2016-02-23
- Filing Date:
- 2016-02-24
- Accepted Time:
- 2016-02-24 14:22:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216547 | Jr A Richard Firehammer | 201 East Sandpointe 8Th Floor Santa Ana CA 92707 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-23 | 2,850 | $20.09 | 6,947 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-23 | 2,850 | $53.12 | 4,097 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-02-23 | 9,100 | $19.25 | 13,197 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-23 | 9,100 | $53.12 | 4,097 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-02-23 | 8,063 | $35.28 | 12,160 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-23 | 8,063 | $53.12 | 4,097 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-23 | 1,400 | $53.12 | 2,697 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-02-23 | 2,850 | $20.09 | 2,850 | $20.09 |
Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-02-23 | 9,100 | $19.25 | 9,100 | $19.25 |
Commom Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-02-23 | 8,063 | $35.28 | 8,063 | $35.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,195 | 2012-05-08 | 2022-02-08 | No | 4 | M | Direct |
12,095 | 2013-05-13 | 2023-02-13 | No | 4 | M | Direct |
4,032 | 2015-02-12 | 2021-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- This is a weighted average of the price traded.