Filing Details

Accession Number:
0001209191-16-101765
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-24 12:42:47
Reporting Period:
2016-02-22
Filing Date:
2016-02-24
Accepted Time:
2016-02-24 12:42:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-02-22 1,200 $6.26 3,387,073 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-22 700 $6.34 3,387,773 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-22 200 $6.31 3,387,973 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-22 300 $6.32 3,388,273 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-22 100 $6.21 3,388,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 1,100 $6.32 3,389,473 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 500 $6.42 3,389,973 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 400 $6.36 3,390,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 300 $6.38 3,390,673 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 100 $6.37 3,390,773 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-23 100 $6.43 3,390,873 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.