Filing Details
- Accession Number:
- 0001523711-16-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-23 17:41:08
- Reporting Period:
- 2016-02-22
- Filing Date:
- 2016-02-23
- Accepted Time:
- 2016-02-23 17:41:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194262 | M Kevin Farr | 333 Continental Boulevard El Segundo CA 90245 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-22 | 62,500 | $17.94 | 282,718 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-22 | 50,000 | $31.81 | 232,718 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2016-02-22 | 62,500 | $0.00 | 62,500 | $17.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-08-01 | 2016-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,997 | Indirect | In 401(k) |
Footnotes
- The reporting person sold the minimum number of shares to satisfy the exercise price and tax withholding obligation and held the remaining shares acquired from the option exercise.
- This transaction was executed in multiple trades at prices ranging from $31.68 to $32.475. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- As of February 22, 2016, the reporting person had a balance of $518,314.69 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.