Filing Details
- Accession Number:
- 0001144204-16-083817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-23 15:44:01
- Reporting Period:
- 2016-02-22
- Filing Date:
- 2016-02-23
- Accepted Time:
- 2016-02-23 15:44:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367859 | Citizens Community Bancorp Inc. | CZWI | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480691 | H Edward Schaefer | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-02-22 | 6,093 | $9.01 | 66,349 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-02-23 | 3,907 | $8.98 | 62,442 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-02-23 | 4,644 | $5.00 | 67,086 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-02-23 | 4,644 | $5.48 | 71,730 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-02-23 | 4,732 | $5.56 | 76,462 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-02-23 | 876 | $6.12 | 77,338 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-02-23 | 4,644 | $0.00 | 4,644 | $5.00 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-02-23 | 4,644 | $0.00 | 4,644 | $5.48 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-02-23 | 4,732 | $0.00 | 4,732 | $5.56 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2016-02-23 | 876 | $0.00 | 876 | $6.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,643 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
4,643 | 2012-06-14 | 2021-06-14 | No | 4 | M | Direct |
9,287 | 2013-10-31 | 2022-10-31 | No | 4 | M | Direct |
586 | 2014-01-24 | 2023-01-24 | No | 4 | M | Direct |
Footnotes
- The price reported above is the average transaction price. The range of prices for such transactions is $9.00 to $9.06. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price reported above is the average transaction price. The range of prices for such transactions is $8.96 to $8.98. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of September 30, 2012, September 30, 2013, September 30, 2014, September 30, 2015 and September 30, 2016.
- The common stock option vests pro rata over a five-year period: 20% of the share become exercisable on each June 14, 2012, June 14, 2013, June 14, 2014, June 14, 2015 and June 14, 2016.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of October 31, 2013, October 31, 2014, October 31, 2015, October 31, 2016 and October 31, 2017.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2014, January 24, 2015, January 24, 2016, January 24, 2017 and January 24, 2018.