Filing Details

Accession Number:
0001144204-16-083817
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-23 15:44:01
Reporting Period:
2016-02-22
Filing Date:
2016-02-23
Accepted Time:
2016-02-23 15:44:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367859 Citizens Community Bancorp Inc. CZWI Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480691 H Edward Schaefer C/O Citizens Community Bancorp, Inc.
2174 Eastridge Center
Eau Claire WI 54701
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2016-02-22 6,093 $9.01 66,349 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-02-23 3,907 $8.98 62,442 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-02-23 4,644 $5.00 67,086 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-02-23 4,644 $5.48 71,730 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-02-23 4,732 $5.56 76,462 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-02-23 876 $6.12 77,338 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option (right to buy) Disposition 2016-02-23 4,644 $0.00 4,644 $5.00
Common Stock Common Stock Option (right to buy) Disposition 2016-02-23 4,644 $0.00 4,644 $5.48
Common Stock Common Stock Option (right to buy) Disposition 2016-02-23 4,732 $0.00 4,732 $5.56
Common Stock Common Stock Option (right to buy) Disposition 2016-02-23 876 $0.00 876 $6.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,643 2012-09-30 2021-09-30 No 4 M Direct
4,643 2012-06-14 2021-06-14 No 4 M Direct
9,287 2013-10-31 2022-10-31 No 4 M Direct
586 2014-01-24 2023-01-24 No 4 M Direct
Footnotes
  1. The price reported above is the average transaction price. The range of prices for such transactions is $9.00 to $9.06. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
  2. The price reported above is the average transaction price. The range of prices for such transactions is $8.96 to $8.98. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of September 30, 2012, September 30, 2013, September 30, 2014, September 30, 2015 and September 30, 2016.
  4. The common stock option vests pro rata over a five-year period: 20% of the share become exercisable on each June 14, 2012, June 14, 2013, June 14, 2014, June 14, 2015 and June 14, 2016.
  5. The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of October 31, 2013, October 31, 2014, October 31, 2015, October 31, 2016 and October 31, 2017.
  6. The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2014, January 24, 2015, January 24, 2016, January 24, 2017 and January 24, 2018.