Filing Details

Accession Number:
0001316507-16-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-23 10:32:35
Reporting Period:
2016-02-22
Filing Date:
2016-02-23
Accepted Time:
2016-02-23 10:32:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1602584 Calamos Dynamic Convertible & Income Fund CCD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
President And Chairman Yes Yes No No
1316507 Calamos Advisors Llc 2020 Calamos Court
Naperville IL 60563
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-22 200 $16.03 1,047,192 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 100 $16.05 1,047,292 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 500 $16.07 1,047,792 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 400 $16.08 1,048,192 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 100 $16.10 1,048,292 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 200 $16.12 1,048,492 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 300 $16.14 1,048,792 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 300 $16.15 1,049,092 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 400 $16.16 1,049,492 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 100 $16.19 1,049,592 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 600 $16.20 1,050,192 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 400 $16.21 1,050,592 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 1,000 $16.22 1,051,592 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 300 $16.23 1,051,892 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 600 $16.24 1,052,492 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 500 $16.25 1,052,992 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 600 $16.26 1,053,592 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 500 $16.27 1,054,092 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 300 $16.28 1,054,392 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 100 $16.29 1,054,492 No 4 P Indirect By Calamos Advisors LLC
Common Stock Acquisiton 2016-02-22 200 $16.30 1,054,692 No 4 P Indirect By Calamos Advisors LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
No 4 P Indirect By Calamos Advisors LLC
Footnotes
  1. THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.