Filing Details
- Accession Number:
- 0001140361-16-054228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 21:41:29
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 21:41:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125920 | Shutterfly Inc | SFLY | Services-Photofinishing Laboratories (7384) | 943330068 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1665759 | Karl Roland Wiley | C/O Shutterfly, Inc. 2800 Bridge Parkway Redwood City CA 94065 | Svp And General Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-17 | 2,250 | $0.00 | 7,087 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-18 | 857 | $39.06 | 6,230 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-02-17 | 2,250 | $0.00 | 8,480 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-18 | 857 | $39.06 | 7,623 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-02-17 | 2,250 | $0.00 | 1,500 | $0.00 |
Common Stock | Performance-Based Restricted Stock Units | Disposition | 2016-02-17 | 2,250 | $0.00 | 1,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,750 | No | 4 | M | Direct | ||
6,750 | No | 4 | M | Direct |
Footnotes
- Reflects shares vested pursuant to the restricted stock unit award granted on February 13, 2015 (the "RSU") under the Issuer's 2006 Equity Incentive Plan (the "Plan").
- Represents shares sold to cover taxes due upon vesting and settlement of the RSU.
- Reflects shares vested pursuant to the performance-based restricted stock unit award granted on February 13, 2015 (the "PBRSU") under the Plan.
- Represents shares sold to cover taxes due upon vesting and settlement of the PBRSU.
- Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock under the Plan. This award vests in 4 equal annual installments beginning February 17, 2015. The first installment vested on February 17, 2016. This award expires on the earlier of the Settlement Date or the Termination Date.
- Each of these PBRSUs represents a contingent right to receive one (1) share of Issuer common stock under the Plan. This award vests in 4 equal annual installments beginning February 17, 2015, subject to achievement of the applicable performance objectives. The first installment vested on February 17, 2016.