Filing Details
- Accession Number:
- 0001104659-16-098906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-22 17:47:22
- Reporting Period:
- 2012-06-11
- Filing Date:
- 2016-02-22
- Accepted Time:
- 2016-02-22 17:47:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912061 | Natural Health Trends Corp | NHTC | Wholesale-Miscellaneous Nondurable Goods (5190) | 592705336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658545 | Vincent George Broady | 751 Canyon Drive, Suite 100 Coppell TX 75019 | No | No | Yes | No | |
| 1658547 | Marvin John Broady | 751 Canyon Drive, Suite 100 Coppell TX 75019 | No | No | Yes | No | |
| 1658548 | Magdalena Steinbrunner | 751 Canyon Drive, Suite 100 Coppell TX 75019 | No | No | Yes | No | |
| 1667156 | Trust Irrevocable 2012 Broady Eleanor Jane | 751 Canyon Drive, Suite 100 Coppell TX 75019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-11 | 20,000 | $0.00 | 2,399,750 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-09-03 | 4,250 | $0.00 | 2,395,500 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-09-29 | 35,000 | $0.00 | 2,360,500 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 61,693 | $0.00 | 2,422,193 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-12-03 | 14,565 | $13.23 | 2,407,628 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-18 | 2,500 | $0.00 | 2,405,128 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-04-14 | 10,000 | $0.00 | 2,395,128 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2015-05-20 | 4,745 | $33.00 | 2,390,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-21 | 75,081 | $30.16 | 2,315,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-21 | 50,000 | $33.20 | 2,265,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-22 | 20,174 | $34.71 | 2,245,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | C | Direct | |
| No | 4 | D | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Stock | Disposition | 2014-11-18 | 61,693 | $0.00 | 61,693 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- Conversion, exempt pursuant to Rule 16b-6, of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share.
Billionaire Hedge Funds
