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Home > Insider Trading > Filing (0001104659-16-098799)

Filing Details

Accession Number:: 0001104659-16-098799
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-22 15:12:23
Reporting Period:: 2016-02-12

Filing Date:: 2016-02-22
Accepted Time:: 2016-02-22 15:12:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	American Depositary Receipts (8880)	M0

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
110097	Nomura Securities Co Ltd	1-9-1 Nihonbashi Chuo-Ku Tokyo M0 103-8011		No	No	Yes	No
1163653	Nomura Holdings Inc	1-9-1 Nihonbashi Chuo-Ku Tokyo M0 103-8645		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2016-02-12	3,281	$5.82	3,523,725	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

These shares of Class A Common Stock are owned directly by Nomura Securities Co., Ltd, ("NSC"), which is a wholly owned subsidiary of Nomura Holdings, Inc. ("NHI"), and accordingly NHI may be deemed to beneficially own the shares of Class A Common Stock held by NSC.