Filing Details
- Accession Number:
- 0001209191-16-100736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 19:02:57
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 19:02:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191319 | S Anthony Thornley | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-17 | 12,500 | $13.50 | 18,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-17 | 12,500 | $57.04 | 5,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2016-02-17 | 12,500 | $0.00 | 12,500 | $13.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-08 | 2016-05-08 | No | 4 | M | Direct |
Footnotes
- This was an exercise of stock options which were due to expire on May 8, 2016.
- Shares were sold ranging from $56.91 per share to $57.37 per share.
- 1/48th of the shares subject to the option vest monthly over 48 months.
Billionaire Hedge Funds
