Filing Details
- Accession Number:
- 0001637360-16-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 19:00:18
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 19:00:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637360 | Cathleen Gates Schreiner | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Evp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-02-17 | 1,205 | $79.38 | 20,345 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-19 | 2,623 | $24.39 | 22,968 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-19 | 2,623 | $78.50 | 20,345 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-19 | 949 | $8.90 | 21,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-02-19 | 949 | $78.50 | 20,345 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-02-19 | 949 | $0.00 | 949 | $8.90 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-02-19 | 2,623 | $0.00 | 2,623 | $24.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-27 | No | 4 | M | Direct | |
| 3,579 | 2023-05-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- The reported shares represent 25% of the 3/23/15 RSU grant which vested on 2/15/16; the remaining RSUs granted will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.
- The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
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