Filing Details

Accession Number:
0001544110-16-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-19 17:49:22
Reporting Period:
2016-02-17
Filing Date:
2016-02-19
Accepted Time:
2016-02-19 17:49:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129260 Vocera Communications Inc. VCRA Communications Equipment, Nec (3669) 943354663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544110 D. Brian Ascher C/O Venrock
3340 Hillview Ave.
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-17 237,699 $14.25 1,432,064 No 4 S Indirect By Funds and LLC
Common Stock Disposition 2016-02-18 112,301 $13.82 1,319,763 No 4 S Indirect Fy Funds and LLC
Common Stock Disposition 2016-02-19 150,000 $13.71 1,169,763 No 4 S Indirect By Funds and LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds and LLC
No 4 S Indirect Fy Funds and LLC
No 4 S Indirect By Funds and LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,730 Direct
Common Stock 7,092 Indirect By LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (6) to this Form 4.
  2. Represents an aggregate of 1,141,595 shares held by Venrock Associates III, L.P. ("VA3"), 257,981 shares held by Venrock Associates, L.P. ("VA"), 28,655 shares held by Venrock Entrepreneurs Fund III, L.P. ("VEF3") and 3,833 shares held by Venrock Management III, LLC ("VM3").
  3. VM3 and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.70 to $14.16, inclusive.
  5. Represents an aggregate of 1,051,833 shares held by VA3, 237,699 shares held by VA, 26,398 shares held by VEF3 and 3,833 shares held by VM3.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.49 to $14.02, inclusive.
  7. Represents an aggregate of 931,938 shares held by VA3, 210,609 shares held by VA, 23,383 shares held by VEF3 and 3,833 shares held by VM3.
  8. The reporting person is a member of VR Management, LLC (the "Management Company"). Under an agreement between the reporting person and the Management Company, the reporting person is deemed to hold the reported shares for the sole benefit of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the shares, and the reporting person may be deemed the indirect beneficial owner of the shares through his interest in the Management Company. The reporting person disclaims beneficial ownership of the shares except to the extent of his indirect pecuniary interest therein.