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Filing Details

Accession Number:: 0001209191-16-100646
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-19 17:07:40
Reporting Period:: 2016-02-17

Filing Date:: 2016-02-19
Accepted Time:: 2016-02-19 17:07:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513908	Sigmund Anderman	C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588	Founder & Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-02-17	200	$73.96	136,675	No	4	S	Direct
Common Stock	Disposition	2016-02-17	500	$75.77	136,175	No	4	S	Direct
Common Stock	Disposition	2016-02-17	1,500	$76.88	134,675	No	4	S	Direct
Common Stock	Disposition	2016-02-17	1,200	$78.04	133,475	No	4	S	Direct
Common Stock	Disposition	2016-02-17	2,850	$79.32	130,625	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	71,953	Indirect	Sig GRAT 2014
Common Stock	71,953	Indirect	Susan GRAT 2014
Common Stock	10,000	Indirect	By 401(k) Plan
Common Stock	93,431	Indirect	By Trust

Footnotes

The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
The reported shares represent 25% of the 2/5/2014 grant which vested on 2/15/2016, the remaining 50% of the RSU's will vest in equal annual installments, until such time as the RSU's are 100% vested on 2/15/2018.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $73.7800 to $74.1435, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $75.3641 to $76.0500, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $76.3898 to $77.3200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $77.7500 to $78.5500, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $78.7917 to $79.7400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this form 4.
The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.