Filing Details

Accession Number:
0001425770-16-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-19 16:16:18
Reporting Period:
2016-02-17
Filing Date:
2016-02-19
Accepted Time:
2016-02-19 16:16:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
881790 Hf Financial Corp HFFC Savings Institution, Federally Chartered (6035) 460418532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425770 M Jon Gadberry Hf Financial Corp.
225 S. Main Avenue
Sioux Falls SD 57104
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-17 5,355 $11.32 0 No 4 S Indirect By 401(k)
Common Stock Acquisiton 2016-02-18 5,469 $11.09 5,469 No 4 P Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 401(k)
No 4 P Indirect By 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 884 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $12.48 2010-09-09 2019-09-09 6,953 6,953 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-09-09 6,953 6,953 Direct
Footnotes
  1. Inadvertent sale of shares as part of a broader 401(k) portfolio re-balancing.
  2. Represents units held in a unitized stock fund through the issuer's 401(k) Retirement Savings Plan. The unitized stock fund of the issuer's 401(k) Retirement Savings Plan consists of cash and common stock in amounts that vary from time to time. As of February 17, 2016, the reporting person had 5,354.8340 units in the issuer's 401(k) Retirement Savings Plan, and on February 18, 2016, the reporting person had 5,469.2810 units in the issuer's 401(k) Retirement Savings Plan.
  3. Purchase intended to unwind, as closely as possible, the inadvertent sale on February 17, 2016. The Reporting Person disgorged short-swing profits, in the amount of $1,295.89, to the issuer, and, upon settlement, the Reporting Person will have discharged in full any obligation under Section 16(b) with respect to the reported transactions.
  4. The Stock Appreciation Rights vest in equal amounts over a 4-year period beginning 09/09/2010.