Filing Details
- Accession Number:
- 0001425770-16-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 16:16:18
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 16:16:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425770 | M Jon Gadberry | Hf Financial Corp. 225 S. Main Avenue Sioux Falls SD 57104 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-17 | 5,355 | $11.32 | 0 | No | 4 | S | Indirect | By 401(k) |
Common Stock | Acquisiton | 2016-02-18 | 5,469 | $11.09 | 5,469 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) |
No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 884 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $12.48 | 2010-09-09 | 2019-09-09 | 6,953 | 6,953 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-09-09 | 6,953 | 6,953 | Direct |
Footnotes
- Inadvertent sale of shares as part of a broader 401(k) portfolio re-balancing.
- Represents units held in a unitized stock fund through the issuer's 401(k) Retirement Savings Plan. The unitized stock fund of the issuer's 401(k) Retirement Savings Plan consists of cash and common stock in amounts that vary from time to time. As of February 17, 2016, the reporting person had 5,354.8340 units in the issuer's 401(k) Retirement Savings Plan, and on February 18, 2016, the reporting person had 5,469.2810 units in the issuer's 401(k) Retirement Savings Plan.
- Purchase intended to unwind, as closely as possible, the inadvertent sale on February 17, 2016. The Reporting Person disgorged short-swing profits, in the amount of $1,295.89, to the issuer, and, upon settlement, the Reporting Person will have discharged in full any obligation under Section 16(b) with respect to the reported transactions.
- The Stock Appreciation Rights vest in equal amounts over a 4-year period beginning 09/09/2010.