Filing Details
- Accession Number:
- 0001511701-16-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 16:01:17
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 16:01:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252258 | L Steven Moore | 224 Airport Parkway Suite 400 San Jose CA 95110 | Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-02-17 | 32,300 | $1.44 | 306,986 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-18 | 17,600 | $1.64 | 324,586 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $0.60 | 2019-03-23 | 100,000 | 100,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | 16,666 | 16,666 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-03-02 | 8,333 | 8,333 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | 50,000 | 50,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | 60,000 | 60,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.25 | 2017-07-18 | 66,666 | 66,666 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-23 | 100,000 | 100,000 | Direct |
| 2018-02-28 | 16,666 | 16,666 | Direct |
| 2018-03-02 | 8,333 | 8,333 | Direct |
| 2018-02-09 | 50,000 | 50,000 | Direct |
| 2017-02-10 | 60,000 | 60,000 | Direct |
| 2017-07-18 | 66,666 | 66,666 | Direct |
Footnotes
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
- 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
Billionaire Hedge Funds
