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Filing Details

Accession Number:: 0000899243-16-013823
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-19 14:24:17
Reporting Period:: 2015-12-16

Filing Date:: 2016-02-19
Accepted Time:: 2016-02-19 14:24:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1279695	Universal Biosensors Inc	UBI	Surgical & Medical Instruments & Apparatus (3841)	980424072

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398646	Garry Chambers	1 Corporate Avenue Rowville Victoria C3 3178	Vice President, Operations	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-16	100,000	$0.45	2,245,064	No	4	S	Direct
Common Stock	Acquisiton	2016-02-17	2,500	$0.00	2,247,564	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$0.00	2020-12-13	40,000	40,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2020-12-13	40,000	40,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-11-12	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2018-11-17	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2017-11-10	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$1.72	2019-11-09	100,000	100,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-06-28	105,000	105,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-05-14	16,667	16,667	Direct
Common Stock	Stock Option (Right to Buy)	$0.89	2018-03-16	100,000	100,000	Direct
Common Stock	Stock Option (Right to Buy)	$1.18	2017-03-22	36,000	36,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-13	40,000	40,000	Direct
2020-12-13	40,000	40,000	Direct
2019-11-12	25,000	25,000	Direct
2018-11-17	25,000	25,000	Direct
2017-11-10	25,000	25,000	Direct
2019-11-09	100,000	100,000	Direct
2019-06-28	105,000	105,000	Direct
2019-05-14	16,667	16,667	Direct
2018-03-16	100,000	100,000	Direct
2017-03-22	36,000	36,000	Direct

Footnotes

The sale price of the securities is reported in Australian dollars.
13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vest and become exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
8,333 stock options vested and became exercisbale on 12/31/2012, 8,333 stock options vested and became exercisbale on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
8,333 stock options vested and became exercisbale on 12/31/2011, 8,333 stock options vested and became exercisbale on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013.
1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
10,000 stock options vest and become exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vest and become exercisable on 12/31/2013, and 13,334 stock options vest and become exercisable on 12/31/2014.
8,333 stock options were exercised on 2/10/2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/2011.
1/3 of the stock options vested and became exercisable on 12/31/2008. 1/3 of the stock options vested and became exercisable on 12/31/2009. The remaining stock options vested and became exercisable on 12/31/2010.
The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.