Filing Details
- Accession Number:
- 0001096906-16-001402
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-19 13:03:11
- Reporting Period:
- 2016-02-18
- Filing Date:
- 2016-02-19
- Accepted Time:
- 2016-02-19 13:03:11
- Original Submission Date:
- 2016-02-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298096 | G Norman Wilbur | 2637 Mustang Drive Mead CO 80542 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-01-14 | 221 | $6.40 | 3,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-01 | 2,400 | $5.54 | 600 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-01 | 300 | $5.55 | 300 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-02-03 | 3,695 | $2.58 | 3,995 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2016-02-03 | 1,384 | $2.48 | 5,379 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2016-02-05 | 161 | $5.80 | 5,540 | No | 5 | J | Direct | |
| Class A Common Stock | Disposition | 2016-02-08 | 486 | $5.70 | 5,054 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-08 | 214 | $5.71 | 4,840 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-08 | 200 | $5.79 | 4,640 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-02-08 | 100 | $5.78 | 4,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Director Stock Option (right to buy) | Disposition | 2008-03-31 | 3,695 | $0.00 | 3,695 | $2.58 |
| Class A Common Stock | Director Stock Option (right to buy) | Disposition | 2009-12-07 | 1,384 | $0.00 | 1,384 | $2.48 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2012-12-07 | 1,216 | $6.05 | 1,216 | $6.05 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2013-12-06 | 5,605 | $4.16 | 5,605 | $4.16 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2013-12-07 | 1,158 | $4.16 | 1,158 | $4.16 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2014-12-05 | 5,513 | $4.53 | 5,513 | $4.53 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2014-12-07 | 1,103 | $4.53 | 1,103 | $4.53 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2015-12-04 | 5,250 | $6.38 | 5,250 | $6.38 |
| Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2015-12-07 | 1,050 | $6.38 | 1,050 | $6.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-31 | 2018-03-31 | No | 4 | M | Direct |
| 0 | 2010-12-07 | 2019-12-07 | No | 4 | M | Direct |
| 1,216 | 2013-12-07 | 2022-12-07 | No | 4 | A | Direct |
| 5,605 | 2014-12-06 | 2023-12-06 | No | 4 | A | Direct |
| 1,158 | 2014-12-07 | 2023-12-07 | No | 4 | A | Direct |
| 5,513 | 2015-12-05 | 2024-12-05 | No | 4 | A | Direct |
| 1,103 | 2015-12-07 | 2024-12-07 | No | 4 | A | Direct |
| 5,250 | 2016-12-04 | 2025-12-04 | No | 4 | A | Direct |
| 1,050 | 2016-12-07 | 2025-12-07 | No | 4 | A | Direct |
Footnotes
- Received pursuant to a stock dividend paid on February 5, 2016.
- This option was granted on March 31, 2008 as an option to purchase 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
- This option was granted on December 7, 2009 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016. On April 13, 2015, the reporting person exercised part of this option to purchase 23 shares of Class A Common Stock.
- This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
- This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
- This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
- This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
- This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
- This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016.
- This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016.
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