Filing Details

Accession Number:
0001465740-16-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-18 16:26:26
Reporting Period:
2016-02-16
Filing Date:
2016-02-18
Accepted Time:
2016-02-18 16:26:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661925 Kathryn Mary Riskey Two Harbors Investment Corp.
590 Madison Avenue, 36Th Floor
New York NY 10022
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2016-02-16 1,367 $7.29 43,240 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 12, 2016 of a restricted stock award previously granted to the reporting person.
  3. The shares were sold in multiple transactions all at a price of $7.29. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding such transactions.