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Filing Details

Accession Number:: 0001012975-16-001035
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-18 16:05:50
Reporting Period:: 2016-02-16

Filing Date:: 2016-02-18
Accepted Time:: 2016-02-18 16:05:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1278021	Marketaxess Holdings Inc	MKTX	Security Brokers, Dealers & Flotation Companies (6211)	522230784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249885	L Antonio Delise	C/O Marketaxess Holdings Inc. 299 Park Avenue New York NY 10171	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.003 Per Share	Disposition	2016-02-16	6,800	$110.60	52,740	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2016-02-16	3,200	$111.73	49,540	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Acquisiton	2016-02-16	27,000	$9.95	76,540	No	4	M	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2016-02-16	1,541	$110.79	74,999	No	4	F	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2016-02-16	4,911	$110.66	70,088	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2016-02-16	594	$111.56	69,494	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-02-16	27,000	$0.00	27,000	$9.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-08-01	No	4	M	Direct

Footnotes

The transactions were executed in multiple trades at prices ranging from $110.19 to $111.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $111.255 to $111.970. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Represents the surrender of shares to the Company to satisfy the exercise price of some of the options reported in Table II.
The shares were sold to cover the exercise price and taxes due on the exercise of some of the options in Table II.
The transactions were executed in multiple trades at prices ranging from $110.18 to $111.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $111.260 to $111.970. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The option is currently exercisable.