Filing Details
- Accession Number:
- 0001209191-16-099573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-17 20:09:48
- Reporting Period:
- 2016-02-15
- Filing Date:
- 2016-02-17
- Accepted Time:
- 2016-02-17 20:09:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577352 | B Paul Shinn | C/O Gigamon Inc. 3300 Olcott Street Santa Clara CA 95054 | Secretary And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-15 | 987 | $22.54 | 35,737 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-02-16 | 9,711 | $23.34 | 26,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-16 | 900 | $23.85 | 25,126 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-02-16 | 18,000 | $0.00 | 43,126 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2016-02-16 | 421 | $0.00 | 44,713 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-02-17 | 1,730 | $24.14 | 42,983 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-17 | 700 | $24.60 | 42,283 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Restricted Stock Units | Acquisiton | 2016-02-16 | 18,000 | $0.00 | 18,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | No | 4 | A | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2015.
- The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $22.82 to $23.8199 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $23.82 to $24.8199 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The reported securities represent RSUs, 1/16th of which shall vest on May 15, 2016 and 1/16th of which shall vest on the 15th of each of August, November, February and May thereafter.
- The reported securities represent RSUs, 1/8th of which shall vest on May 15, 2016 and 1/8th of which shall vest on the 15th of each of August, November, February and May thereafter.
- Includes 1,166 shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on February 16, 2016.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $23.46 to $24.4599 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $24.47 to $25.4699 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each performance-based restricted stock unit, or PRSU, represents the contingent right to receive one share of GIMO common stock, and will be eligible to vest based on the achievement of certain performance metrics for 2016. The reported PRSUs reflect the target number and the Reporting Person may ultimately receive up to 200% of the target number. Any shares eligible to vest shall vest on February 15, 2017 as to 1/4th upon determination of achievement, with 1/16th of the remaining shares to vest on the 15th of each of May, August, November and February thereafter.