Filing Details
- Accession Number:
- 0000899243-16-013609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-17 18:46:31
- Reporting Period:
- 2016-02-17
- Filing Date:
- 2016-02-17
- Accepted Time:
- 2016-02-17 18:46:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445283 | Proteostasis Therapeutics Inc. | PTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273885 | M Franklin Berger | 200 Technology Square, 4Th Floor Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-17 | 71,932 | $0.00 | 71,932 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-02-17 | 25,000 | $8.00 | 96,932 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Redeemable Preferred Stock | Disposition | 2016-02-17 | 777,604 | $0.00 | 71,932 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- This transaction represents the total number of shares of Issuer Common Stock received upon the conversion of the Issuer's Series B Convertible Redeemable Preferred Stock (the "Series B Shares").
- These securities were purchased in the initial public offering of the Issuer.
- The Series B Shares automatically converted into Issuer Common Stock on a 10.8102-to-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B Shares were convertible at any time at the election of the Reporting Person and had no expiration date.