Filing Details
- Accession Number:
- 0001276591-16-000024
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-17 16:32:16
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2016-02-17
- Accepted Time:
- 2016-02-17 16:32:16
- Original Submission Date:
- 2016-02-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1276591 | Hansen Medical Inc | HNSN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608992 | Guy Cary Vance | 800 East Middlefield Road Mountain View CA 94043 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-26 | 5,962 | $0.00 | 13,462 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-24 | 1,863 | $9.60 | 11,599 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-06-01 | 1,491 | $0.00 | 13,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-26 | 436 | $8.70 | 12,654 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-01 | 1,491 | $0.00 | 14,145 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-17 | 548 | $5.60 | 13,597 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-02 | 1,491 | $0.00 | 15,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-02 | 491 | $2.98 | 14,597 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2015-05-26 | 5,962 | $0.00 | 5,962 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2015-06-01 | 1,491 | $0.00 | 1,491 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2015-09-01 | 1,491 | $0.00 | 1,491 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2015-12-02 | 1,491 | $0.00 | 1,491 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,887 | No | 4 | M | Direct | ||
16,396 | No | 4 | M | Direct | ||
14,905 | No | 4 | M | Direct | ||
13,414 | No | 4 | M | Direct |
Footnotes
- Date amended to correct release and settlement dates.
- All amounts on this Form 4 reflect the Company's reverse ten-for-one stock split effected on September 22, 2015.
- This amendment updates the Amount of Securities Beneficially Owned column to reflect Mr. Vance's holdings in post-reverse stock split amounts. The Form 4 filed on February 4, 2016 that this Form 4/A amends inaccurately reported the Amount of Securities Beneficially Owned in pre-reverse stock split amounts.
- Pursuant to Mr. Vance's Restricted Stock Unit Award, the securities disposed of represent shares sold to satisfy withholding obligations in connection with the settlement of vested restricted stock units.
- Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- The first 25% of the units vested on June 1, 2015. The remaining 75% of the units are scheduled to vest in increments of 6.25% on each March 1, June 1, September 1 and December 1 thereafter, assuming continued employment through the applicable vesting dates.
- The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.
- This amendment updates the Number of derivative Securities Beneficially Owned Following Reported Transactions in post-reverse stock split amounts. The Form 4 filed on February 4, 2016 that this Form 4/A amends inaccurately reported the Number of derivative Securities Beneficially Owned Following Reported Transactions in pre-reverse stock split amounts.