Filing Details

Accession Number:
0001179110-16-019451
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-17 16:12:01
Reporting Period:
2016-02-12
Filing Date:
2016-02-17
Accepted Time:
2016-02-17 16:12:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI Semiconductors & Related Devices (3674) 201616267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192391 Irwin Federman 3011 North First Street
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Per Share Acquisiton 2016-02-12 400 $2.12 245,681 No 4 P Direct
Common Stock, $0.001 Per Share Acquisiton 2016-02-16 4,316 $2.12 249,997 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Per Share 4,280,779 Indirect Directly owned by USVP IX
Footnotes
  1. Presidio Management Group IX, LLC ("PMG IX") is the general partner of US Venture Partners IX, L.P. ("USVP IX") and Irwin Federman, Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey M. Tansey, and Philip M. Young, the managing members of PMG IX, may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.