Filing Details
- Accession Number:
- 0001179110-16-019432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-17 14:45:33
- Reporting Period:
- 2016-02-16
- Filing Date:
- 2016-02-17
- Accepted Time:
- 2016-02-17 14:45:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314109 | James Eccher | 37 S. River St. Aurora IL 60506 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | Acquisiton | 2016-02-16 | 30,000 | $0.00 | 174,108 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 7,037 | Indirect | 401-k |
| Old Second Bancorp, Inc. Common Stock | 1,960 | Indirect | Profit Sharing Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $27.75 | 2008-12-18 | 2017-12-18 | 20,000 | 20,000 | Direct |
| Common Stock | Employee Stock Option | $29.20 | 2007-12-19 | 2016-12-19 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-18 | 20,000 | 20,000 | Direct |
| 2016-12-19 | 12,000 | 12,000 | Direct |
Footnotes
- Included in this total are 148 shares held jointly with spouse; 53,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 120,000 shares of restricted stock units in the name of Mr. Eccher.
- These shares represent Restricted Stock Units granted in 2016 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.
Billionaire Hedge Funds
