Filing Details

Accession Number:
0001140361-16-053525
Form Type:
5
Zero Holdings:
No
Publication Time:
2016-02-16 21:50:29
Reporting Period:
2015-12-31
Filing Date:
2016-02-16
Accepted Time:
2016-02-16 21:50:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125920 Shutterfly Inc SFLY Services-Photofinishing Laboratories (7384) 943330068
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651687 Lisa Blackwood-Kapral C/O Shutterfly, Inc.
2800 Bridge Parkway
Redwood City CA 94065
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-16 1,900 $0.00 2,674 No 4 M Direct
Common Stock Disposition 2015-11-17 719 $43.87 1,955 No 4 F Direct
Common Stock Disposition 2015-11-20 1,955 $46.06 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-11-16 1,900 $0.00 1,900 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,800 No 5 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 774 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2,520 2,520 Direct
Common Stock Restricted Stock Units $0.00 3,750 3,750 Direct
Common Stock Restricted Stock Units $0.00 6,300 6,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,520 2,520 Direct
3,750 3,750 Direct
6,300 6,300 Direct
Footnotes
  1. The Reporting Person owned 774 shares of the Issuer's common stock on August 20, 2015, the date on which the Reporting Person became the Chief Accounting Officer of the Issuer.
  2. Represents the number of shares of Issuer common stock underlying a restricted stock unit award granted to the Reporting Person on November 4, 2013 pursuant to the Issuer's 2006 Equity Incentive Plan (the "2006 Plan").
  3. Represents the aggregate number of shares of Issuer common stock sold to cover taxes due upon vesting and settlement of the RSUs.
  4. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning November 4, 2013 and the first installment vested on November 4, 2014.
  5. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning February 13, 2014 and the first installment vested on February 13, 2015.
  6. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning August 15, 2014 and the first installment became vested on August 15, 2015.
  7. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning February 23, 2015.