Filing Details
- Accession Number:
- 0001140361-16-053525
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-02-16 21:50:29
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-02-16
- Accepted Time:
- 2016-02-16 21:50:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125920 | Shutterfly Inc | SFLY | Services-Photofinishing Laboratories (7384) | 943330068 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651687 | Lisa Blackwood-Kapral | C/O Shutterfly, Inc. 2800 Bridge Parkway Redwood City CA 94065 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-16 | 1,900 | $0.00 | 2,674 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-17 | 719 | $43.87 | 1,955 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-11-20 | 1,955 | $46.06 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-11-16 | 1,900 | $0.00 | 1,900 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,800 | No | 5 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 774 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2,520 | 2,520 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 3,750 | 3,750 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 6,300 | 6,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,520 | 2,520 | Direct | |
3,750 | 3,750 | Direct | |
6,300 | 6,300 | Direct |
Footnotes
- The Reporting Person owned 774 shares of the Issuer's common stock on August 20, 2015, the date on which the Reporting Person became the Chief Accounting Officer of the Issuer.
- Represents the number of shares of Issuer common stock underlying a restricted stock unit award granted to the Reporting Person on November 4, 2013 pursuant to the Issuer's 2006 Equity Incentive Plan (the "2006 Plan").
- Represents the aggregate number of shares of Issuer common stock sold to cover taxes due upon vesting and settlement of the RSUs.
- Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning November 4, 2013 and the first installment vested on November 4, 2014.
- Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning February 13, 2014 and the first installment vested on February 13, 2015.
- Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning August 15, 2014 and the first installment became vested on August 15, 2015.
- Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock pursuant to the 2006 Plan. This award vests in 4 equal annual installments beginning February 23, 2015.