Filing Details

Accession Number:
0000899243-16-013455
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-16 21:24:10
Reporting Period:
2016-02-11
Filing Date:
2016-02-16
Accepted Time:
2016-02-16 21:24:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415326 Scott Reasoner C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-11 43,577 $0.00 97,911 No 4 A Direct
Common Stock Disposition 2016-02-12 2,903 $8.63 95,008 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. On February 11, 2016, the Reporting Person was granted 43,577 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-half of the original grant shall vest and become releasable on the first anniversary of the vesting commencement date, and thereafter the balance of the RSUs shall vest and become releasable in a series of two (2) successive equal six-month installments measured from the first anniversary of the vesting commencement date, subject to the Reporting Person's service through such date. All or a portion of the unvested shares are subject to acceleration upon the occurrence of certain events.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2015.