Filing Details
- Accession Number:
- 0000899243-16-013455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-16 21:24:10
- Reporting Period:
- 2016-02-11
- Filing Date:
- 2016-02-16
- Accepted Time:
- 2016-02-16 21:24:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610532 | Hortonworks Inc. | HDP | Services-Prepackaged Software (7372) | 371634325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415326 | Scott Reasoner | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-11 | 43,577 | $0.00 | 97,911 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-02-12 | 2,903 | $8.63 | 95,008 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- On February 11, 2016, the Reporting Person was granted 43,577 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-half of the original grant shall vest and become releasable on the first anniversary of the vesting commencement date, and thereafter the balance of the RSUs shall vest and become releasable in a series of two (2) successive equal six-month installments measured from the first anniversary of the vesting commencement date, subject to the Reporting Person's service through such date. All or a portion of the unvested shares are subject to acceleration upon the occurrence of certain events.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2015.