Filing Details
- Accession Number:
- 0001140361-16-053339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-16 16:45:00
- Reporting Period:
- 2016-02-11
- Filing Date:
- 2016-02-16
- Accepted Time:
- 2016-02-16 16:45:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911649 | Special Diversified Opportunities Inc. | SDOI | Miscellaneous Chemical Products (2890) | 561581761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409888 | L.p. General Standard | 767 Fifth Avenue, 12Th Floor New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 ("Common Stock") | Acquisiton | 2016-02-10 | 10,000 | $0.90 | 3,614,172 | No | 4 | L | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-02-11 | 46,704 | $0.88 | 3,660,876 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- Of the securities purchased on February 10, 2016, 7,172 shares of Common Stock were purchased for the account of Standard General Master Fund L.P. (the "Master Fund") and 2,828 shares of Common Stock were purchased for the account of P Standard General Ltd. ("P Standard General" and, together with the Master Fund, the "Funds"), private investment vehicles for which Standard General L.P. ("Standard General") serves as investment manager.
- Of the securities purchased on February 11, 2016, 33,497 shares of Common Stock were purchased for the account of the Master Fund and 13,207 shares of Common Stock were purchased for the account of P Standard General. Following such transactions, the Funds' Common Stock ownership was as follows: (i) the Master Fund - 2,613,586 shares; and (ii) P Standard General - 1,047,290 shares.
- Standard General exercises voting and investment control over the shares held for the accounts of the Funds. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.