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Home > Insider Trading > Filing (0001041339-16-000010)

Filing Details

Accession Number:: 0001041339-16-000010
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2016-02-16 16:06:18
Reporting Period:: 2015-12-31

Filing Date:: 2016-02-16
Accepted Time:: 2016-02-16 16:06:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1041339	G Albert Lowenthal	188 Mamaroneck Rd Scarsdale NY 10583	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2015-02-27	68	$21.10	13,153	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2015-05-29	56	$25.94	13,209	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2015-08-28	71	$19.87	13,280	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2015-11-27	82	$18.16	13,362	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.