Filing Details
- Accession Number:
- 0001179110-16-019226
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2016-02-16 14:02:36
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-02-16
- Accepted Time:
- 2016-02-16 14:02:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1017968 | Edgewater Technology Inc | EDGW | Services-Computer Programming, Data Processing, Etc. (7370) | 710788538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1141833 | David Clancey | 200 Harvard Mill Square Suite 210 Wakefield MA 01880 | Evp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-06 | 20,000 | $0.01 | 218,300 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2015-08-20 | 2,088 | $7.15 | 220,388 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-20 | 112 | $7.18 | 220,500 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2015-03-06 | 40,000 | $0.00 | 40,000 | $6.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2016-03-06 | 2022-03-06 | No | 5 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,880 | Indirect | By Employee Stock Purchase Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $6.18 | 2016-03-17 | 59,000 | 59,000 | Direct | |
| Common Stock | Stock Option | $2.84 | 2016-12-10 | 185,000 | 185,000 | Direct | |
| Common Stock | Stock Option | $2.84 | 2017-06-16 | 75,000 | 75,000 | Direct | |
| Common Stock | Stock Option | $3.15 | 2018-03-09 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Option | $3.73 | 2019-03-26 | 85,000 | 85,000 | Direct | |
| Common Stock | Stock Option | $4.20 | 2020-03-06 | 62,500 | 62,500 | Direct | |
| Common Stock | Stock Option | $6.89 | 2021-03-05 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-03-17 | 59,000 | 59,000 | Direct |
| 2016-12-10 | 185,000 | 185,000 | Direct |
| 2017-06-16 | 75,000 | 75,000 | Direct |
| 2018-03-09 | 100,000 | 100,000 | Direct |
| 2019-03-26 | 85,000 | 85,000 | Direct |
| 2020-03-06 | 62,500 | 62,500 | Direct |
| 2021-03-05 | 40,000 | 40,000 | Direct |
Footnotes
- These options are fully vested.
- These options vest 33% per year from the date of grant.
- Restrcited stock award at the par value of $0.01 per share under Edgewater Technology, Inc. 2012 Omnibus Incentive Plan, subject to forfieture, based on time vesting provisions.
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