Filing Details

Accession Number:
0000091142-16-000072
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-16 12:02:05
Reporting Period:
2016-02-11
Filing Date:
2016-02-16
Accepted Time:
2016-02-16 12:02:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639644 R Paul Dana Apcom
125 Southeast Parkway
Franklin TN 37064
Vp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-11 1,200 $63.34 1,200 No 4 M Direct
Common Stock Disposition 2016-02-12 436 $65.78 764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-02-11 1,200 $0.00 1,200 $63.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,890 No 4 M Direct
Footnotes
  1. 1,200 Restricted Stock Units were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/11/2016. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person.
  2. The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock united described in footnote (1).