Filing Details
- Accession Number:
- 0000091142-16-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-16 12:02:05
- Reporting Period:
- 2016-02-11
- Filing Date:
- 2016-02-16
- Accepted Time:
- 2016-02-16 12:02:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639644 | R Paul Dana | Apcom 125 Southeast Parkway Franklin TN 37064 | Vp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-11 | 1,200 | $63.34 | 1,200 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-12 | 436 | $65.78 | 764 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-02-11 | 1,200 | $0.00 | 1,200 | $63.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,890 | No | 4 | M | Direct |
Footnotes
- 1,200 Restricted Stock Units were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/11/2016. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person.
- The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock united described in footnote (1).