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Filing Details

Accession Number:: 0001221432-16-000126
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-02-16 11:27:37
Reporting Period:: 2016-02-12

Filing Date:: 2016-02-16
Accepted Time:: 2016-02-16 11:27:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	Security Brokers, Dealers & Flotation Companies (6211)	320122554

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Chairman, Ceo & Global Co-Cio	Yes	Yes	Yes	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-02-16	100	$8.45	3,868,414	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-16	900	$8.46	3,869,314	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-16	101	$8.47	3,869,415	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	1,101	$8.49	3,870,516	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-16	694	$8.50	3,871,210	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	104	$8.51	3,871,314	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	773	$8.52	3,872,087	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	1,981	$8.53	3,874,068	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	2,282	$8.54	3,876,350	No	4	P	Indirect	By Calamos Invesments LLC
Class A Common Stock	Acquisiton	2016-02-12	2,740	$8.55	3,879,090	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	5,216	$8.56	3,884,306	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	100	$8.57	3,884,406	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	3,914	$8.57	3,888,320	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	4,676	$8.58	3,892,996	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	2,940	$8.59	3,895,936	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	700	$8.60	3,896,636	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2016-02-12	161	$8.61	3,896,797	No	4	P	Indirect	By Calamos Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Invesments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,149,878	Direct
Class A Common Stock	7,586	Indirect	By Spouse

Footnotes

THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT THE PURCHASE OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES BY CALAMOS INVESTMENTS LLC (CILLC) PRIMARILY TO MANAGE DILUTION RESULTING FROM AND POTENTIALLY TO FULFILL THE REQUIREMENTS OF CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM OCCURRING THROUGH CILLC.
Total represents 526,097.9940 shares of Class A Common Stock and 623,780 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).