Filing Details

Accession Number:
0001209191-16-098440
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-16 10:04:30
Reporting Period:
2016-02-11
Filing Date:
2016-02-16
Accepted Time:
2016-02-16 10:04:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-02-11 400 $5.79 3,372,173 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-11 300 $5.84 3,372,473 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-11 300 $5.86 3,372,773 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-11 300 $5.91 3,373,073 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-11 200 $5.85 3,373,273 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-11 100 $5.81 3,373,373 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-12 2,400 $6.00 3,375,773 No 4 P Direct
Class A Common Stock Acquisiton 2016-02-12 100 $5.84 3,375,873 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.