Filing Details
- Accession Number:
- 0000899243-16-013202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-12 16:06:56
- Reporting Period:
- 2016-02-11
- Filing Date:
- 2016-02-12
- Accepted Time:
- 2016-02-12 16:06:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 273794690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118957 | L Samuel Katz | C/O Pennantpark Floating Rate Cap. Ltd 590 Madison Avenue 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-11 | 4,140 | $10.50 | 119,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 300 | Indirect | Held by various related trusts |