Filing Details
- Accession Number:
- 0001127602-16-040906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-12 14:24:13
- Reporting Period:
- 2016-02-10
- Filing Date:
- 2016-02-12
- Accepted Time:
- 2016-02-12 14:24:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414656 | Tseng-Chung John Lee | 2 Tech Drive Andover MA 01810 | Sr. Vp, Business Units | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-10 | 4,304 | $0.00 | 4,980 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-02-10 | 2,870 | $0.00 | 7,850 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-02-10 | 2,416 | $32.70 | 5,434 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-02-11 | 861 | $31.96 | 4,573 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-11 | 574 | $31.96 | 3,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2016-02-10 | 4,304 | $0.00 | 4,304 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2016-02-10 | 2,870 | $0.00 | 2,870 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,758 | No | 4 | M | Direct | ||
17,945 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years.
- The RSUs vest in equal annual installments over three years from the respective original grant date.