Filing Details
- Accession Number:
- 0001140361-16-052046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-12 11:48:51
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-02-12
- Accepted Time:
- 2016-02-12 11:48:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071411 | Fusion Telecommunications International Inc | FSNN | Services-Prepackaged Software (7372) | 582342021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662237 | Unterberg Capital Llc | 445 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fusion Telecom Common | Acquisiton | 2016-02-11 | 17,153 | $0.00 | 3,709,499 | No | 4 | P | Direct | |
| Fusion Telecom Common | Acquisiton | 2016-02-11 | 1,666,667 | $0.00 | 3,692,346 | No | 4 | P | Direct | |
| Fusion Telecom Common | Acquisiton | 2015-12-31 | 23,112 | $0.00 | 2,025,679 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Series B-2 Senior cumulative convertible preferred stock | Disposition | 2013-12-31 | 5,000 | $1,000.00 | 1,666,667 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2016-02-08 | 2016-01-19 | No | 4 | C | Direct |
Footnotes
- These securities were acquired by a dividend for no additional consideration
- These securities were acquired through the conversion of the Series B-2 Senior Cumulative Convertible Preferred Stock.
- These securities are held directly by Unterberg Koller Capital Fund L.P. (located at the same address as the Reporting Person), of which the Reporting Person is the Investment Manager
- Convertible on a 1 for 333.3334 basis into common shares
Billionaire Hedge Funds
