Filing Details
- Accession Number:
- 0000750556-16-000210
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-02-11 17:20:02
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2016-02-11
- Accepted Time:
- 2016-02-11 17:20:02
- Original Submission Date:
- 2015-08-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182002 | Jr H William Rogers | 303 Peachtree Street, N.e. Atlanta GA 30308 | Chairman And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-26 | 2,610 | $0.00 | 215,449 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,019 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 1,765 | 1,765 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 17,813 | 17,813 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 2016-02-21 | 13,449 | 13,449 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 13,450 | 13,450 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2016-02-10 | 12,221 | 12,221 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2017-02-10 | 12,221 | 12,221 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2018-02-10 | 12,221 | 12,221 | Direct | |
Common Stock | Option | $71.03 | 2009-02-14 | 2016-02-14 | 32,000 | 32,000 | Direct |
Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 35,000 | 35,000 | Direct |
Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 88,800 | 88,800 | Direct |
Common Stock | Option | $29.54 | 2011-12-31 | 2018-12-31 | 100,000 | 100,000 | Direct |
Common Stock | Option | $9.06 | 2012-02-10 | 2019-02-10 | 250,000 | 250,000 | Direct |
Common Stock | Option | $29.20 | 2012-04-01 | 2021-04-01 | 84,439 | 84,439 | Direct |
Common Stock | Option | $21.67 | 2022-02-14 | 136,200 | 136,200 | Direct | |
Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,765 | 1,765 | Direct | |
17,813 | 17,813 | Direct | |
13,449 | 13,449 | Direct | |
13,450 | 13,450 | Direct | |
12,221 | 12,221 | Direct | |
12,221 | 12,221 | Direct | |
12,221 | 12,221 | Direct | |
2016-02-14 | 32,000 | 32,000 | Direct |
2017-02-13 | 35,000 | 35,000 | Direct |
2018-02-12 | 88,800 | 88,800 | Direct |
2018-12-31 | 100,000 | 100,000 | Direct |
2019-02-10 | 250,000 | 250,000 | Direct |
2021-04-01 | 84,439 | 84,439 | Direct |
2022-02-14 | 136,200 | 136,200 | Direct |
2023-02-26 | 36,707 | 36,707 | Direct |
2023-02-26 | 36,707 | 36,707 | Direct |
2023-02-26 | 36,707 | 36,707 | Direct |
Footnotes
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- Sold at prices ranging from $38.29 to $38.30.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
- Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
- Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.