Filing Details
- Accession Number:
- 0001140361-16-051675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-02-11 12:16:23
- Reporting Period:
- 2016-02-09
- Filing Date:
- 2016-02-11
- Accepted Time:
- 2016-02-11 12:16:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811240 | Biolase Inc | BIOL | Dental Equipment & Supplies (3843) | 870442441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021412 | W Jack Schuler | 100 North Field Drive Suite 360 Lake Forest IL 60045 | No | No | Yes | No | |
1661351 | Trust Living Schuler W. Jack | 100 North Field Drive Suite 360 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-02-09 | 13,026 | $0.79 | 6,469,670 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2016-02-10 | 54,187 | $0.77 | 6,523,857 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,800 | Indirect | By Spouse |
Footnotes
- These shares are held by the Jack W. Schuler Living Trust (the "Trust"). Mr. Schuler serves as sole trustee to the Trust.
- This price reflects the weighted average purchase price for open-market purchases of shares of Common Stock ("Shares") made by the Reporting Persons on February 9, 2016, within a $1.00 range. The actual prices for these transactions range from $.7601 to $.80, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on February 10, 2016, within a $1.00 range. The actual prices for these transactions range from $0.765 to $0.78, inclusive.